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Identify why regulatory regimes may vary between different countries?
http://bit.ly/1TgwMZG The answer is above in my article. Thank you Ahmed Saharti Lawyer, Legal and Compliance Advisor
Yes, every individual is responsible.
Of course , We rae working in a financial institution/bank as per certian rules and regulations like Central Bank of UAE and etc.
Absolutely. I was appointed independent counsel to investigate and prosecute violations resulting from the failure of a regional bank in Asia/Pacific. I made ne distinc ... Voir Plus
Yes. every staff member is not only responsible but also accountable. The basic 3 lines or levels of defense principle reinforces this understanding where compliance and ... Voir Plus
Compliance should be part of the culture of the organisation. It is not just the responsibility of specialist compliance staff. Nevertheless, a bank will be able to manag ... Voir Plus
No legal system, whether it is civil law, common law or sharia, accepts ignorance of the law. Compliance is a responsibility of everybody. Either you know it and you are ... Voir Plus
All regulatory policies are based on a mix of economic, legal, and public management principles.
Yes! they vary depending upon the social, economical, cultural, political and educational environment of the country. It is also influenced by the healthcare need, diseas ... Voir Plus