As a Compliance Officer, what do you think is the hardest in ensuring Business Units to comply to Regulatory Guidelines?

Question added by Mohamad Faizal Abdul Sani , Senior Manager, Compliance Governance , RHB Banking Group
Date Posted: 2014/05/19

Upvote (3) Views (3) Followers (1) Answers (2) Report Question

When top Management or Owner does not want to accept the compliance issues.

by Yasser Almasri , compliance supervision officer , The International Bank for Trade & finance

Concealing information or providing compliance false information

What kind of reports you ought to start ask in your business unite? efficiency report ? revenue growth ? profit achieved?
Top Answer: One should ask for Revenue Report because it gives a clear idea about the sales made, profit achieved, ef ... See More

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Compliance is important in ensuring a succesful organization. Do you agree?
Top Answer: Yes I agree and without a proper compliance management monitoring and check an organization progress may ... See More

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“Business unit is separate and distinct from the owner of it”, is based on ?
Top Answer: <p>C is the answer as owner & his business are two separate entities.</p> See More

Answers (8)
The organization level at which strategies are determined for strategic business units is the
Top Answer: (b)Strategies for strategic business units are determined at the corporate level. ... See More

Answers (10)

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