What is a broker dealer transaction?

Communiquez avec les autres et partagez vos connaissances professionnelles

Inscrivez-vous ou connectez-vous pour rejoindre votre communauté professionnelle.

Next Question:
Forex Broker license, i need your help!?
Posted by:
RIODAYUNG REALOG
03-August-2023

Transaction Dealer Management Transaction Banking

Question ajoutée par Utilisateur supprimé
Date de publication: 2016/03/11

Apprécier (1) Vues (7) Suiveurs (4) Réponses (4) Report Question

Ajoutez Une Réponse
Inscrivez-vous ou connectez-vous pour répondre.

4 Réponses

par د Waleed , Management - Leadership-Business Administration-HR&Training-Customer Service/Retention -Call Center , Multi Companies Categories: Auditing -Trade -Customer service -HR-IT&Internet -Training&Consultation

Thank You or the invitation .. I would agree with Mr. Vinod definition.. Nothing to add !

Apprécier (0)

Déprécier Réponses () Rapport

par Sidrah Nadeem , Global Marketing Manager , Hill+Knowlton Strategies

I agree with the answer written by Mr.Vinod!

Apprécier (0)

Déprécier Réponses () Rapport

par Ahmed Mohamed Ayesh Sarkhi , Shared Services Supervisor , Saudi Musheera Co. Ltd.

agree with mr. vinood on his answer

Apprécier (0)

Déprécier Réponses () Rapport

par Vinod Jetley , Assistant General Manager , State Bank of India

Broker-Dealer

SHARE TWEET

What is a 'Broker-Dealer'

A broker-dealer is a person or firm in the business of buying and selling securities, operating as both a broker and a dealer, depending on the transaction. The term broker-dealer is used in U.S. securities regulation parlance to describe stock brokerages, because most of them act as both agents and principals. A brokerage acts as a broker (or agent) when it executes orders on behalf of clients, whereas it acts as a dealer (or principal) when it trades for its own account.

Apprécier (0)

Déprécier Réponses () Rapport